SEC rule on compliance programs:
http://www.sec.gov/rules/final/ia-2204.htm

SEC guidance on questions advisers should ask while establishing or reviewing their compliance programs:
http://www.sec.gov/info/cco/adviser_compliance_questions.htm

SEC rules and regulations under the Investment Advisers Act of 1940:
http://sec.gov/about/laws/secrulesregs.htm#invadva40

SEC rule on codes of ethics:
http://www.sec.gov/rules/final/ia-2256.htm

SEC rule on custody:

http://www.sec.gov/rules/final/ia-2176.htm

SEC staff responses to questions about the custody rule:

http://www.sec.gov/divisions/investment/custody_faq_030510.htm

SEC rule on political contributions:

http://www.sec.gov/rules/final/2010/ia-3043.pdf

SEC bibliography on valuation of portfolio securities:

http://sec.gov/divisions/investment/icvaluation.htm

SEC staff responses to questions about Regulation S-P:

http://www.sec.gov/divisions/investment/guidance/regs2qa.htm

SEC forms, policy and law for electronically filing Form ADV:

http://www.sec.gov/divisions/investment/iard/iastuff.shtml

SEC final rule and amendments to Form ADV II:

http://sec.gov/rules/final/2010/ia-3060fr.pdf

CCOutreach Program:

http://sec.gov/info/iaicccoutreach.htm


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