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Private Fund Compliance Forum

Private Fund Compliance Forum

09 - 10 May 2017
Convene Conference Center - Midtown East
Get practical guidance from experienced Chief Compliance Officers, General Counsels and SEC officials who will share their knowledge on the latest topics keeping the compliance community up at night. (more info)
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Private Fund Compliance Forum

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The eighth annual Private Fund Compliance Forum will bring together industry leading compliance experts, experienced CCOs, general counsels and SEC regulators. The Forum is the premier event that discusses the current challenges impacting the private equity world.

Last year the SEC returned with Co-Heads of the OCIE Private Fund Unit, Jennifer Duggins and Igor Rozenblit. The two gave insight on how the OCIE anticipates operating in the private equity space going forward.

 PFC 2017 number  50+Speakers_PEI  7+ hours networking - PEI
Join a global network of private equity CCOs and general counsels and other private equity compliance executives to discuss a wide range of topics from regulation to what the SEC is saying. The SEC has been focusing more energy on the private equity community. As the compliance role evolves, more demands are being put on private equity firms. This unique event affords compliance professionals the opportunity to exchange ideas, benchmark strategies and learn how to handle the current trends impacting the industry.


Who's it for?  

The forum is designed for legal, compliance and finance professionals who work at any private investment fund. Roles include:
• Chief Compliance Officers
• Chief Financial Officers
• Chief Operating Officers
• Controllers
• Directors of Finance
• Tax Specialists
• In-house General Counsel
• Chief Legal Officers




Program level: Overview
Delivery method: Live
No prerequisites or advance preparation needed

PEI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors.

150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417
New York Sponsor License - 002022f

Interested in speaking at the 2017 event? 
For further information, please contact Shamara Ray:
+1 212 633 1453 |

Interested in sponsoring the 2017 event?
To discuss sponsorship packages, please contact Charles Ward: 
+1 646 619 8133