Given that the SEC today vigorously prosecutes all violations as potential enforcement cases, no matter how they come to the agency’s attention, should managers self-report misconduct or violations of the federal securities laws to the SEC?
4 min read · 17 November 2016
4 min read · 01 July 2016
Achieving a profitable exit is challenging, but PE firms have several ways to help their companies cut costs, ease risk and boost operational efficiency.
4 min read · 17 May 2016
6 min read · 16 May 2016
2 min read · 07 March 2016
2 min read · 18 February 2016
2 min read · 04 February 2016
3 min read · 31 October 2015
Private equity firms are finding themselves in the crosshairs of the SEC since the Dodd-Frank Act was introduced in 2010. New registration requirements and a renewed focus by the SEC means private equity firms have to be more vigilant about risks.
5 min read · 23 October 2015
This July, the eyes of the world turned to the global Financing for Development conference in Addis Ababa and President Obama’s visit to Nairobi for the Global Entrepreneurship Summit. Much of the attention in the development conversation focused on the high volume of aid and private capital flows.
4 min read · 08 September 2015