PH

PE Hub Staff

Should private fund managers self-report violations to the SEC?

Given that the SEC today vigorously prosecutes all violations as potential enforcement cases, no matter how they come to the agency’s attention, should managers self-report misconduct or violations of the federal securities laws to the SEC?

4 min read · 17 November 2016

SBIA regulatory update: investment advisers, BDCs, derivatives and more

4 min read · 01 July 2016

Private Equity Leaders: Tips to Stem Profit Leaks in the First 100 Days

Achieving a profitable exit is challenging, but PE firms have several ways to help their companies cut costs, ease risk and boost operational efficiency.

4 min read · 17 May 2016

Successor Funds and the Problem with PPM Triggers

6 min read · 16 May 2016

Need to Meet: Meredith Gendron, Partner, Monument Group

2 min read · 07 March 2016

Hamilton Lane’s Florida program moves forward after departure

2 min read · 18 February 2016

Emerging managers catch the eye of HarbourVest

2 min read · 04 February 2016

In defense of operating partners: why operating partners work

3 min read · 31 October 2015

Pressure on private equity firms heats up: how to face corruption risks head on

Private equity firms are finding themselves in the crosshairs of the SEC since the Dodd-Frank Act was introduced in 2010. New registration requirements and a renewed focus by the SEC means private equity firms have to be more vigilant about risks.

5 min read · 23 October 2015

The rising tide lifting all boats is more than capital

This July, the eyes of the world turned to the global Financing for Development conference in Addis Ababa and President Obama’s visit to Nairobi for the Global Entrepreneurship Summit. Much of the attention in the development conversation focused on the high volume of aid and private capital flows.

4 min read · 08 September 2015

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