Private Equity

Regulation

Travers Smith on the effect of regulatory change on fundraising

Managers will feel the impact of new proposals on both sides of the Atlantic, say Sam Kay and Will Normand, partners in the funds department at Travers Smith.

6 min read · 01 April 2022

Navigating the data privacy conundrum

Amid heightened scrutiny over data privacy and disclosure requirements, private equity firms should know the basic housekeeping on compliance, writes Ashurst’s UK data protection head Rhiannon Webster.

2 min read · 01 April 2022

Tough new SEC rules could chill SPACs

Will a new rulemaking proposal from the SEC slow down the use of blank-cheque companies, which raised a record $162.5bn through 613 IPOs last year?

3 min read · 31 March 2022

Private markets may not swerve the SEC’s sustainability agenda for long

The US regulator is considering an ESG agenda that could affect private markets investors.

3 min read · 28 March 2022

Two ways the SEC’s climate proposal could impact private markets

Private markets may feel the impact of an SEC climate disclosure proposal for publicly traded companies, disclosed this week.

4 min read · 23 March 2022

GPs to bear higher execution risk under latest SEC proposals

Changes to how the US Securities and Exchange Commission could get involved in indemnification and exculpation have come completely out of the blue, say industry practitioners.

3 min read · 22 March 2022

Russian sanctions highlight the importance of ongoing AML/KYC monitoring

Although private funds are not subject to AML regulations, a CSC webinar outlined best practices for customer due diligence amid heightened investor scrutiny

4 min read · 21 March 2022

SEC proposals will shred existing deals

Proposal uses present tense, not future tense, and the industry is worried.

4 min read · 18 March 2022

The SEC should avoid drying up waterfalls

By making GP clawbacks gross of taxes, the new rules could lead to the resurgence of the archaic original American waterfall.

3 min read · 17 March 2022

Alumni Ventures’ case is a timely reminder that more regulation is coming

The venture firm’s unusual fee structure is an example of why the SEC believes it needs to intervene to protect investors.

2 min read · 10 March 2022

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