Private Equity
Sister publication Private Funds Management assesses the agency’s priorities through the lens of recent cases.
3 min read · 29 August 2017
Opinion from the organisation hints at a tougher time for asset managers seeking to get authorised in the EU market post-Brexit.
3 min read · 17 August 2017
The regulator’s latest initiative found most firms have written policies in place, but they need to improve their maintenance.
2 min read · 10 August 2017
Fund managers hold huge amounts of data and sensitive information, so tackling the sharp rise in cyber-crime is a priority. Zak Bentley finds out how to defend against an attack.
5 min read · 09 August 2017
The BVCA has said it supports the plans in principle, but they need to be proportionate
2 min read · 27 July 2017
The re-emergence of Hester Peirce, extension of the JOBS act and silence over enforcement division powers all point to a change in direction for the US regulator.
3 min read · 24 July 2017
Private equity firms that do not sufficiently disclosure how they calculate IRR could face enforcement action, writes Vivek Pingili, vice-president of compliance at consulting firm Cordium.
3 min read · 14 July 2017
A recommendation to digitise stamp duty payments could expose fund managers restructuring, reorganising or transferring partnerships to more tax.
1 min read · 13 July 2017
In six months, FCA-regulated private equity firms could be required to record all phone calls that relate to ‘arranging a transaction.’
2 min read · 07 July 2017
The UK negotiating team lacks the necessary understanding of the industry to broker a workable deal for asset managers, according to global sponsors.
2 min read · 04 July 2017
