Private Equity

Regulation

Friday Letter: Why the new SEC chairman is worth knowing

With Gary Gensler approved as the next SEC chairman, it's likely the venture community and other private funds will soon hear more talk about regulating SPACs, private fund secrecy and diversity investing.

2 min read · 16 April 2021

SEC staff underlines SPAC requirements

Regulators last week issued the second warning of the year on the booming SPAC market. Democrats are skeptical of them and regulation may be coming.

1 min read · 05 April 2021

Friday Letter: SEC launches initiative to understand diversity

The SEC held a virtual coffee break this week to discuss diversity. Three from the venture community participated in the discussion.

2 min read · 02 April 2021

When antitrust changes spell opportunity

After a few weeks of a new administration and US Congress, in which a major antitrust reform bill was introduced, Bob Ackerman of AllegisCyber and others say investors are nervous about how new regulation will ripple through the venture landscape. But it could also be an opportunity for VCs, writes Lee Bruno.

9 min read · 22 February 2021

What the SEC’s new marketing rules mean for funds

New guidelines clear away a web of no-action letters and provide new guidance, possibly opening up the opportunity for private funds to innovate, but coming with their own complexities.

8 min read · 05 February 2021

Guidance nudges SPACs on conflicts’ disclosures

SEC staff is reminding special purpose acquisition companies that they'll have to do a thorough disclosure of potential conflicts as the industry explodes.

3 min read · 02 February 2021

PODCAST: How a new Congress and Democratic-controlled White House could impact venture capital

Senior editors from across PEI Media’s titles discuss what they’ll have their eyes on in the coming months, from taxes and SEC oversight to the possibility of the industry being thrown into the public spotlight.

1 min read · 20 January 2021

What venture capital should watch for under a Democrat-controlled Congress

Keep an eye on key positions in the administration, as well as a lot of the deputy secretary and assistant secretary positions that have yet to be filled.

5 min read · 07 January 2021

‘Venture capitalists’ plead guilty in Ponzi scheme

David Wagner and Marc Lawrence face up to 20 years in prison and must pay millions in restitution. Their case brings up the issue of overhauling unregistered private funds and what Regulation D filings allow.

2 min read · 23 October 2020

VC wunderkind Michael Rothenberg outlines legal woes

The onetime Silicon Valley venture capitalist, fighting multiple felony counts of fraud, says he's the victim of a misunderstanding a malicious former employee.

4 min read · 17 September 2020

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