More women are being hired across investing, finance, legal and fundraising functions.
5 min read · 11 January 2023
Private equity managers are relying on different methodologies to calculate net performance as the Marketing Rule’s compliance date passes.
8 min read · 22 November 2022
With November elections fast approaching in the US, firms need to remind employees about the rules of donating to a political campaign.
4 min read · 10 October 2022
The commission’s proposals could cause fundamental shifts in standard practice and market structure, if turned into final rules.
10 min read · 16 August 2022
Private fund managers are considering putting sanctions-related language in their fund documents to protect themselves from investor complaints and potential litigation down the road.
4 min read · 14 June 2022
The fast-approaching implementation of the SEC’s new marketing rule has compliance teams asking a lot of questions about how to stay in bounds, while managing cultural changes within their firms.
4 min read · 31 May 2022
JES Global founder Elliot Smerling pleaded guilty last month to a $133m fraud scheme.
2 min read · 18 May 2022
NAV loans have seen a significant increase in popularity among managers, and some are looking to make it easier to take them out.
2 min read · 03 May 2022
More issues are falling under the ESG umbrella and private equity firms need to develop better programmes to avoid potential issues, experts say.
4 min read · 27 April 2022
Although private funds are not subject to AML regulations, a CSC webinar outlined best practices for customer due diligence amid heightened investor scrutiny
4 min read · 21 March 2022
