The SEC holds CCO Bartholomew Battista responsible for the firm’s violations involving the outside activities of a portfolio manager
2 min read · 22 April 2015
Managers have begun making the switch to the ICAV, which allows for US tax treatment and exemption from recent Irish corporate law reforms.
2 min read · 18 March 2015
A judge has ordered that Randy Work must give half of his fortune to his estranged wife<br />
1 min read · 11 March 2015
MOFCOM’s draft version of a new foreign investment law aims to overhaul current regulation by removing current roadblocks and redefining foreign investors
2 min read · 10 March 2015
The Division of Enforcement expects to recommend numerous conflict of interest cases for enforcement action, specifically regarding fee policies
2 min read · 03 March 2015
New research on the “Mayfair tax loophole” by a left-leaning advocacy group is causing a stir in the lead up to the UK’s general election
2 min read · 20 February 2015
The EVCA is seeing an opportunity for EU officials to relax industry regulations as part of an effort to harmonize the continent’s capital markets
2 min read · 19 February 2015
The placement agent was scheduled to stand trial next month for corruption charges in a pay-to-play scheme with former CalPERS CEO Federico Buenrostro
2 min read · 16 January 2015
In its list of priorities for this year’s examination program, the OCIE added private equity fees and expenses as a target area for inspectors
2 min read · 15 January 2015
Maryellen Maurer’s move comes despite reports that the SEC has not been recruiting private equity talent
1 min read · 11 December 2014
