Heightened risk for unauthorized messaging

A recent settlement likely means the SEC is already investigating private funds – including VCs that are Registered Investment Advisers – for compliance breaches related to off-channel communications.

ByTom Auchterlonie andRyan Hibbison

29 April 2024•6 mins read

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Managers Regulation

Heightened risk for unauthorized messaging

Andreessen Horowitz

Dorsey & Whitney

Insight Partners

Sequoia Capital

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