SEC to increase advisor exam staff by 35 percent
<p><em>In addition to new hires, SEC’s OCIE plans to reallocate broker-dealer examiners to the investment advisor exam programme.</em></p>
8 February 2016•2 mins read
<p><em>In addition to new hires, SEC’s OCIE plans to reallocate broker-dealer examiners to the investment advisor exam programme.</em></p>