SEC to increase advisor exams by 20% in 2017
The Commission anticipates the number of investment advisor exams could rise by a further 5% in 2018 while it also plans to ramp up cybersecurity-related inspections.
28 June 2017•2 mins read
The Commission anticipates the number of investment advisor exams could rise by a further 5% in 2018 while it also plans to ramp up cybersecurity-related inspections.
