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As the SEC clamps down on capital markets 'misconduct', the industry prepares comment letters in response to the Commission's proposed regulation changes.
New SEC proposals could raise the stakes for private equity firms that do not have adequate frameworks in place for managing and disclosing cyber-risks.
Managers will feel the impact of new proposals on both sides of the Atlantic, say Sam Kay and Will Normand, partners in the funds department at Travers Smith.
Will a new rulemaking proposal from the SEC slow down the use of blank-cheque companies, which raised a record $162.5bn through 613 IPOs last year?
The US regulator is considering an ESG agenda that could affect private markets investors.
Private markets may feel the impact of an SEC climate disclosure proposal for publicly traded companies, disclosed this week.
Changes to how the US Securities and Exchange Commission could get involved in indemnification and exculpation have come completely out of the blue, say industry practitioners.
Although private funds are not subject to AML regulations, a CSC webinar outlined best practices for customer due diligence amid heightened investor scrutiny
Proposal uses present tense, not future tense, and the industry is worried.
By making GP clawbacks gross of taxes, the new rules could lead to the resurgence of the archaic original American waterfall.